% IMPORTANT: The following is UTF-8 encoded. This means that in the presence % of non-ASCII characters, it will not work with BibTeX 0.99 or older. % Instead, you should use an up-to-date BibTeX implementation like “bibtex8” or % “biber”. @PHDTHESIS{Chen:1005699, author = {Chen, Hsin-Yu}, othercontributors = {Waser, Rainer and Mayer, Joachim}, title = {{R}edox-based random access memory arrays for computing-in-memory and neuromorphic computing}, volume = {109}, school = {RWTH Aachen University}, type = {Dissertation}, address = {Jülich}, publisher = {Forschungszentrum Jülich GmbH, Zentralbibliothek, Verlag}, reportid = {RWTH-2025-01945}, isbn = {978-3-95806-814-8}, series = {Schriften des Forschungszentrums Jülich. Reihe Information/information}, pages = {x, 154 Seiten : Illustrationen}, year = {2025}, note = {Abweichender Titel auf dem Buchrücken; Dissertation, RWTH Aachen University, 2025}, abstract = {The advancement in modern computing technology and applications strongly relies on the transistor downscaling that has been following Moore’s law for almost 60 years. However, the device miniaturization is substantially approaching its physical limit. The further development of computation performance requires “more than Moore” innovations such as memory-centric computing architectures, which have been proposed to break the von Neumann bottleneck. Recently, computing-in-memory (CIM), combining the processor function into the memory and executing computation directly in the memory, and neuromorphic computing (NC), using artificial electronic synapses and neurons to form brain-inspired architectures, have attracted extensive research interests from academia and industry. Apart from conventional charge-based memory, redox-based random access memory (RRAM) has been acknowledged as a low-cost, high-speed, and non-volatile resistance-based memory for CIM and NC. Additionally, it has excellent compatibility to advanced complementary metal-oxide-semiconductor (CMOS) technology, and also exhibits ultra-low energy consumption, offering a great advantage to edge artificial intelligence (AI) applications. This thesis work focuses on the back-end-of-line (BEOL) integration and electrical characterization of active RRAM arrays based on valance change memory. Adopting N-channel metal-oxide-semiconductor field-effect transistors (MOSFETs) as selecting components, microscale and nanoscale technology platforms of active RRAM arrays were developed at the Helmholtz Nano Facility in Research Center Jülich. On the one hand, in the microscale technology platform, plug-type TaOx RRAMs were integrated on the NiSi drain contacts of planar high-k metal-gate MOSFETs, where the NiSi layer was not suggested to serve as the bottom electrode of RRAM directly. In the process of producing contact holes with areas of 2×2 μm2 to expose the NiSi drain contacts, a light interference issue was identified in the contact lithography, and the microloading effect was found considerable in the reactive-ion-etching (RIE) using CHF3. Accordingly, a direct writing approach was introduced by employing a maskless aligner, and the etching time was prolonged with additional wet etching in 1 $\%$ HF solution. On the other hand, the nanoscale technology platform is based on monolithic integration of RRAMs with CMOS circuitry taped out with TSMC 180 nm technology node. Configured with 64×64 1T-1R arrays, this platform is designed with on-chip signal amplifiers and driving/sensing circuitry to realize dot product engines, which serve as brain-inspired energy-efficient AI accelerators. Using e-beam lithography (EBL), the N-channel MOSFETs fabricated in the front-end-of-line were integrated with crossbar RRAM devices in the BEOL. In the fabrication of nanoscale RRAMs, the significantly low device yield was attributed to the redeposition during the Pt etching through Ar reactive-ion-beam-etching (RIBE), which is also known as fencing. Consequently, the fence removal was carried out with an additional CF4 RIBE process at a tilted angle following after the Ar-based RIBE process. Besides, a fence-free RIE process with Cr hard masks using a gas mixture of Cl2 and Ar was developed to avoid significant fencing during the Ar-based RIBE process. To drive the RRAM-integrated CMOS die, chip packaging was carried out to enable the connection to a customized operating hardware. Eventually, bipolar resistive switching was successfully performed on the packaged chip, which verifies the functionality and paves the way to realizing NC applications. From quasi-static electrical measurements of the TaOx RRAMs integrated on the established technology platforms, the 1T-1R configuration was proven advantageous in improving the current overshoot control, which enables consistent and reliable switching characteristics, in comparison to the 1R configuration. In addition, multi-level resistive switching was demonstrated on 1T-1R unit cells through modulations of the gate voltage during SET process and the RESET-stop voltage respectively. In the former case, when the gate voltage for SET increases, the resistance of low resistance state (LRS) decreases, and the voltage required to trigger the subsequent RESET process exhibits a considerable increase. In the latter case, a higher RESET-stop voltage results in a higher resistance of high resistance state (HRS), and therefore a minor increase in the voltage required to trigger the subsequent SET process. Notably, a surge of variability in the HRS resistance was observed as the RESET-stop voltage increases, which appears to be the limitation for the multi-level resistive switching modulated by the RESET-stop voltage. Furthermore, the bipolar resistive switching property was found to be affected by the gate voltage during electro-forming process, which determines initial conditions of oxygen vacancy concentration and conductive filament geometry for subsequent RESET and SET processes. As the gate voltage for electro-forming increases, the resistances of LRS and HRS decrease, and the voltages required for SET and RESET are lowered simultaneously. It was also found that the electro-formed condition changed dramatically when the equivalent current compliance exceeded a critical value. Using a 1T-nR line array configured with TaOx RRAMs, CIM was experimentally demonstrated by a stateful logic gate for material implication (IMP), where the transistor not only provides flexible tuning of the series resistance by the gate voltage, but also improves current overshoot control during SET processes in the RRAMs when performing logic operations. With the focus on the SET process, impact of device-to-device (D2D) variability on the IMP stateful logic operations was investigated. By assigning the RRAM device with the lower voltage required for SET as the q bit, an absolute advantage in success rate enhancement was concluded from experiments, suggesting that the inherent D2D variability in the RRAM array can be exploited for the IMP stateful logic operations. Lastly, passive nano-crossbar arrays of TaOx RRAMs with the device spacing of 70 nm were fabricated to study the thermal crosstalk effect in high-density RRAM arrays. In the fabrication, the actual e-beam exposure area was shrunk to compensate the pattern enlargement effect caused by the non-ideal undercut of resist profiles in lift-off patterning and the proximity effect in EBL. By emulating the scenario of WRITE operations for SET under the V/2 biasing scheme, the half-selected RRAM cells adjacent to the fully-selected cell show a high retention failure rate of 72 $\%$ in average, when they were originally in the HRS. The average bit-flip probability of 46 $\%$ implies the bias polarity over the half-selected cell determines the tendency of retention failure leading to a lower resistance state.}, cin = {611610 / 520000 / 080044 / 080009}, ddc = {620}, cid = {$I:(DE-82)611610_20140620$ / $I:(DE-82)520000_20140620$ / $I:(DE-82)080044_20160218$ / $I:(DE-82)080009_20140620$}, pnm = {BMBF 16ES1133K - Verbundprojekt: Neuro-inspirierte Technologien der künstlichen Intelligenz für die Elektronik der Zukunft - NEUROTEC -, Teilvorhaben: Forschungszentrum Jülich (16ES1133K) / BMBF 16ES1134 - Verbundprojekt: Neuro-inspirierte Technologien der künstlichen Intelligenz für die Elektronik der Zukunft - NEUROTEC - (BMBF-16ES1134) / BMBF 16ME0399 - Verbundprojekt: Neuro-inspirierte Technologien der künstlichen Intelligenz für die Elektronik der Zukunft - NEUROTEC II - (BMBF-16ME0399) / BMBF 16ME0398K - Verbundprojekt: Neuro-inspirierte Technologien der künstlichen Intelligenz für die Elektronik der Zukunft - NEUROTEC II - (BMBF-16ME0398K) / SFB 917 Z04 - Technologieplattform für nanoskalige ReRAM- und PCM-Bauelemente (Z04*) (426850996) / SFB 917: Resistiv schaltende Chalkogenide für zukünftige Elektronikanwendungen: Struktur, Kinetik und Bauelementskalierung "Nanoswitches"}, pid = {G:(BMBF)16ES1133K / G:(DE-82)BMBF-16ES1134 / G:(DE-82)BMBF-16ME0399 / G:(DE-82)BMBF-16ME0398K / G:(GEPRIS)426850996 / G:(GEPRIS)167917811}, typ = {PUB:(DE-HGF)11 / PUB:(DE-HGF)3}, url = {https://publications.rwth-aachen.de/record/1005699}, }