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@PHDTHESIS{Chen:1005699,
      author       = {Chen, Hsin-Yu},
      othercontributors = {Waser, Rainer and Mayer, Joachim},
      title        = {{R}edox-based random access memory arrays for
                      computing-in-memory and neuromorphic computing},
      volume       = {109},
      school       = {RWTH Aachen University},
      type         = {Dissertation},
      address      = {Jülich},
      publisher    = {Forschungszentrum Jülich GmbH, Zentralbibliothek, Verlag},
      reportid     = {RWTH-2025-01945},
      isbn         = {978-3-95806-814-8},
      series       = {Schriften des Forschungszentrums Jülich. Reihe
                      Information/information},
      pages        = {x, 154 Seiten : Illustrationen},
      year         = {2025},
      note         = {Abweichender Titel auf dem Buchrücken; Dissertation, RWTH
                      Aachen University, 2025},
      abstract     = {The advancement in modern computing technology and
                      applications strongly relies on the transistor downscaling
                      that has been following Moore’s law for almost 60 years.
                      However, the device miniaturization is substantially
                      approaching its physical limit. The further development of
                      computation performance requires “more than Moore”
                      innovations such as memory-centric computing architectures,
                      which have been proposed to break the von Neumann
                      bottleneck. Recently, computing-in-memory (CIM), combining
                      the processor function into the memory and executing
                      computation directly in the memory, and neuromorphic
                      computing (NC), using artificial electronic synapses and
                      neurons to form brain-inspired architectures, have attracted
                      extensive research interests from academia and industry.
                      Apart from conventional charge-based memory, redox-based
                      random access memory (RRAM) has been acknowledged as a
                      low-cost, high-speed, and non-volatile resistance-based
                      memory for CIM and NC. Additionally, it has excellent
                      compatibility to advanced complementary
                      metal-oxide-semiconductor (CMOS) technology, and also
                      exhibits ultra-low energy consumption, offering a great
                      advantage to edge artificial intelligence (AI) applications.
                      This thesis work focuses on the back-end-of-line (BEOL)
                      integration and electrical characterization of active RRAM
                      arrays based on valance change memory. Adopting N-channel
                      metal-oxide-semiconductor field-effect transistors (MOSFETs)
                      as selecting components, microscale and nanoscale technology
                      platforms of active RRAM arrays were developed at the
                      Helmholtz Nano Facility in Research Center Jülich. On the
                      one hand, in the microscale technology platform, plug-type
                      TaOx RRAMs were integrated on the NiSi drain contacts of
                      planar high-k metal-gate MOSFETs, where the NiSi layer was
                      not suggested to serve as the bottom electrode of RRAM
                      directly. In the process of producing contact holes with
                      areas of 2×2 μm2 to expose the NiSi drain contacts, a
                      light interference issue was identified in the contact
                      lithography, and the microloading effect was found
                      considerable in the reactive-ion-etching (RIE) using CHF3.
                      Accordingly, a direct writing approach was introduced by
                      employing a maskless aligner, and the etching time was
                      prolonged with additional wet etching in 1 $\%$ HF solution.
                      On the other hand, the nanoscale technology platform is
                      based on monolithic integration of RRAMs with CMOS circuitry
                      taped out with TSMC 180 nm technology node. Configured with
                      64×64 1T-1R arrays, this platform is designed with on-chip
                      signal amplifiers and driving/sensing circuitry to realize
                      dot product engines, which serve as brain-inspired
                      energy-efficient AI accelerators. Using e-beam lithography
                      (EBL), the N-channel MOSFETs fabricated in the
                      front-end-of-line were integrated with crossbar RRAM devices
                      in the BEOL. In the fabrication of nanoscale RRAMs, the
                      significantly low device yield was attributed to the
                      redeposition during the Pt etching through Ar
                      reactive-ion-beam-etching (RIBE), which is also known as
                      fencing. Consequently, the fence removal was carried out
                      with an additional CF4 RIBE process at a tilted angle
                      following after the Ar-based RIBE process. Besides, a
                      fence-free RIE process with Cr hard masks using a gas
                      mixture of Cl2 and Ar was developed to avoid significant
                      fencing during the Ar-based RIBE process. To drive the
                      RRAM-integrated CMOS die, chip packaging was carried out to
                      enable the connection to a customized operating hardware.
                      Eventually, bipolar resistive switching was successfully
                      performed on the packaged chip, which verifies the
                      functionality and paves the way to realizing NC
                      applications. From quasi-static electrical measurements of
                      the TaOx RRAMs integrated on the established technology
                      platforms, the 1T-1R configuration was proven advantageous
                      in improving the current overshoot control, which enables
                      consistent and reliable switching characteristics, in
                      comparison to the 1R configuration. In addition, multi-level
                      resistive switching was demonstrated on 1T-1R unit cells
                      through modulations of the gate voltage during SET process
                      and the RESET-stop voltage respectively. In the former case,
                      when the gate voltage for SET increases, the resistance of
                      low resistance state (LRS) decreases, and the voltage
                      required to trigger the subsequent RESET process exhibits a
                      considerable increase. In the latter case, a higher
                      RESET-stop voltage results in a higher resistance of high
                      resistance state (HRS), and therefore a minor increase in
                      the voltage required to trigger the subsequent SET process.
                      Notably, a surge of variability in the HRS resistance was
                      observed as the RESET-stop voltage increases, which appears
                      to be the limitation for the multi-level resistive switching
                      modulated by the RESET-stop voltage. Furthermore, the
                      bipolar resistive switching property was found to be
                      affected by the gate voltage during electro-forming process,
                      which determines initial conditions of oxygen vacancy
                      concentration and conductive filament geometry for
                      subsequent RESET and SET processes. As the gate voltage for
                      electro-forming increases, the resistances of LRS and HRS
                      decrease, and the voltages required for SET and RESET are
                      lowered simultaneously. It was also found that the
                      electro-formed condition changed dramatically when the
                      equivalent current compliance exceeded a critical value.
                      Using a 1T-nR line array configured with TaOx RRAMs, CIM was
                      experimentally demonstrated by a stateful logic gate for
                      material implication (IMP), where the transistor not only
                      provides flexible tuning of the series resistance by the
                      gate voltage, but also improves current overshoot control
                      during SET processes in the RRAMs when performing logic
                      operations. With the focus on the SET process, impact of
                      device-to-device (D2D) variability on the IMP stateful logic
                      operations was investigated. By assigning the RRAM device
                      with the lower voltage required for SET as the q bit, an
                      absolute advantage in success rate enhancement was concluded
                      from experiments, suggesting that the inherent D2D
                      variability in the RRAM array can be exploited for the IMP
                      stateful logic operations. Lastly, passive nano-crossbar
                      arrays of TaOx RRAMs with the device spacing of 70 nm were
                      fabricated to study the thermal crosstalk effect in
                      high-density RRAM arrays. In the fabrication, the actual
                      e-beam exposure area was shrunk to compensate the pattern
                      enlargement effect caused by the non-ideal undercut of
                      resist profiles in lift-off patterning and the proximity
                      effect in EBL. By emulating the scenario of WRITE operations
                      for SET under the V/2 biasing scheme, the half-selected RRAM
                      cells adjacent to the fully-selected cell show a high
                      retention failure rate of 72 $\%$ in average, when they were
                      originally in the HRS. The average bit-flip probability of
                      46 $\%$ implies the bias polarity over the half-selected
                      cell determines the tendency of retention failure leading to
                      a lower resistance state.},
      cin          = {611610 / 520000 / 080044 / 080009},
      ddc          = {620},
      cid          = {$I:(DE-82)611610_20140620$ / $I:(DE-82)520000_20140620$ /
                      $I:(DE-82)080044_20160218$ / $I:(DE-82)080009_20140620$},
      pnm          = {BMBF 16ES1133K - Verbundprojekt: Neuro-inspirierte
                      Technologien der künstlichen Intelligenz für die
                      Elektronik der Zukunft - NEUROTEC -, Teilvorhaben:
                      Forschungszentrum Jülich (16ES1133K) / BMBF 16ES1134 -
                      Verbundprojekt: Neuro-inspirierte Technologien der
                      künstlichen Intelligenz für die Elektronik der Zukunft -
                      NEUROTEC - (BMBF-16ES1134) / BMBF 16ME0399 - Verbundprojekt:
                      Neuro-inspirierte Technologien der künstlichen Intelligenz
                      für die Elektronik der Zukunft - NEUROTEC II -
                      (BMBF-16ME0399) / BMBF 16ME0398K - Verbundprojekt:
                      Neuro-inspirierte Technologien der künstlichen Intelligenz
                      für die Elektronik der Zukunft - NEUROTEC II -
                      (BMBF-16ME0398K) / SFB 917 Z04 - Technologieplattform für
                      nanoskalige ReRAM- und PCM-Bauelemente (Z04*) (426850996) /
                      SFB 917: Resistiv schaltende Chalkogenide für zukünftige
                      Elektronikanwendungen: Struktur, Kinetik und
                      Bauelementskalierung "Nanoswitches"},
      pid          = {G:(BMBF)16ES1133K / G:(DE-82)BMBF-16ES1134 /
                      G:(DE-82)BMBF-16ME0399 / G:(DE-82)BMBF-16ME0398K /
                      G:(GEPRIS)426850996 / G:(GEPRIS)167917811},
      typ          = {PUB:(DE-HGF)11 / PUB:(DE-HGF)3},
      url          = {https://publications.rwth-aachen.de/record/1005699},
}