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@PHDTHESIS{CastaoReyes:818969,
      author       = {Castaño Reyes, Carmen Elizabeth},
      othercontributors = {Schmitt, Robert H. and del Carmen Valderrama Bahmóndez,
                          Elba},
      title        = {{A} model-based approach to comprehensive risk management
                      for medical devices; 1st edition},
      school       = {RWTH Aachen University},
      type         = {Dissertation},
      address      = {Panama},
      publisher    = {Carmen E. Castaño R.},
      reportid     = {RWTH-2021-04766},
      isbn         = {978-9962-13-825-9},
      pages        = {1 Online-Ressource : Illustrationen},
      year         = {2021},
      note         = {Druckausgabe: 2021. - Auch veröffentlicht auf dem
                      Publikationsserver der RWTH Aachen University; Dissertation,
                      RWTH Aachen University, 2021},
      abstract     = {Medical devices are becoming more complex than ever, as do
                      the networks they pertain to. The current trends in MedTech
                      manufacturing complicate the work of a systematical and
                      comprehensive RM process. At present, manufacturers
                      implement many different, but exclusively document-based RM
                      approaches. The work described in this thesis focuses on
                      conceiving and validating a model-based risk management
                      system that enables RM operators to overcome the endemic
                      deficits of the document-based approaches. This shall be
                      achieved by the formalization of RM steps, the role-based
                      separation of procedures in computation and human action and
                      by providing an RM system that enables an iterative RM
                      process during the entire product lifecycle for all
                      stakeholders. The research approach adopted mainly comprises
                      an extensive study of relevant literature, reasoning and an
                      implementation of applied research, carried out in a case
                      study. A systematical and comprehensive RM for medical
                      devices can be accomplished with a MBR concept. The
                      iterative system design separates the operational and
                      computational procedures in the MBR Core from the actions of
                      the experts and stakeholders. A universal API processes all
                      changes to and all documents generated from the MBR core.
                      The sequential use of human expertise and computational
                      rigor allows for the integration of document-based RM
                      methods and techniques that are broadly accepted in the
                      industry. A main factor for comprehensive RM results is the
                      computerization of the identification of critical
                      characteristics. The elements of the physical product are
                      tagged with approved industry classifications. A novelty in
                      product modeling is the utilization of an own block class
                      for interactions instead of relational elements; it has
                      proven to be functional and valuable in implementation. The
                      software implementation of the system is shown on a
                      demonstrator level. The validation of MBR in a case study
                      applying two RM methods on two similar complex medical
                      device systems, advanced prototypes of automated stem cell
                      platforms, has shown the potential to drastically reduce the
                      deficits endemic to document-based approaches. The
                      augmentation of established RM techniques with legacy
                      information can improve identification of critical
                      characteristics. However, the case study also showed that
                      the disposition of the panelists is key to the success of
                      the concept. While proficient users of tools in MBSE
                      explored the full potential in the utility tests, panelists
                      with a basic to intermediate knowledge of MBSE, showed
                      strong reservations against accepting “advise” from the
                      augmented graphical model. In total, the model-based RM
                      approach can be a significant contribution to the
                      improvement of RM processes for complex medical devices and,
                      in general, to the dissemination of risk-based thinking
                      throughout all lifecycle stages, provided that all
                      stakeholders engage in an openminded and interdisciplinary
                      process.},
      cin          = {417510 / 417200},
      ddc          = {620},
      cid          = {$I:(DE-82)417510_20140620$ / $I:(DE-82)417200_20140620$},
      typ          = {PUB:(DE-HGF)11 / PUB:(DE-HGF)3},
      doi          = {10.18154/RWTH-2021-04766},
      url          = {https://publications.rwth-aachen.de/record/818969},
}